Finra taps AWS for next-gen regulatory search tools

A long-time AWS client, Finra is using a combination of AWS tools and its own knowledge graph to generate better search results.

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The Financial Industry Regulatory Authority (Finra) plans to revamp its enterprise search capabilities using tools from Amazon Web Services to make it easier for its internal examinations staff and third parties, such as brokers and investors, to find information in its filings and reports using natural-language search to generate more relevant results.

Finra’s goal is to build “regulatory connected intelligence by leveraging artificial intelligence and machine learning,” that will not only

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

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