Risk Management, Performance & Reporting

Mind Your Language: Surveillance Systems Tackle Conduct Risk

While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…

Technology Holds the Key for SFTR

EC likeliness to finalize standards in the coming weeks refocuses the spotlight on SFTR and what technology is available to help firms comply.

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