Fintech may be the darling of markets right now, but the top US markets regulator is increasingly viewing it with concern.
The US Securities and Exchange Commission (SEC) is focusing on the risks posed by financial technology, and has significantly expanded its roster of technology specialists to cope with both high-speed trading and newer fintech firms seeking to offer services to market participants, said Pete Driscoll, chief risk and strategy officer at the SEC's Office of Compliance Inspecti
Anthony and James look at developments pertaining to the Consolidated Audit Trail and wonder if big-tech companies could challenge traditional asset managers.Subscribe to Weekly Wrap emails
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