The US Securities and Exchange Commission (SEC) has selected SmartStream's TLM Reconciliations Premium and SmartRecs products to enhance its front-line oversight division's capabilities.
The SEC will use the products, which include data from ByAllAccounts, in its Office of Compliance Inspections and Examinations (OCIE). Examiners in Washington, DC and 11 regional offices will have access.
"We are very excited to have the primary US regulatory agency using our solutions to support the work of its office of compliance inspections and examinations," says Philippe Chambadal, CEO at SmartStream.
Jesse Lund talks about real uses for DLT in the capital markets, lessons learned while rolling out IBM's blockchain platform, and what’s ahead for 2018, and into 2019.Subscribe to Weekly Wrap emails