The US Securities and Exchange Commission (SEC) has selected SmartStream's TLM Reconciliations Premium and SmartRecs products to enhance its front-line oversight division's capabilities.
The SEC will use the products, which include data from ByAllAccounts, in its Office of Compliance Inspections and Examinations (OCIE). Examiners in Washington, DC and 11 regional offices will have access.
"We are very excited to have the primary US regulatory agency using our solutions to support the work of its office of compliance inspections and examinations," says Philippe Chambadal, CEO at SmartStream.
While at Sibos Toronto, James shares some interviews covering topics on blockchain, fintechs and cybersecurity.Subscribe to Weekly Wrap emails