Artificial intelligence is gaining traction among regulators, exchanges and financial firms sifting through massive amounts of data to spot potential pricing manipulation. Kirsten Hyde asks whether the industry is ready to go all in on AI.
To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.
US regulator discloses that social security numbers were compromised in Edgar cyber incident from 2016.
IDC estimates that the market for machine learning-related technology will increase from $12.5 billion in 2017 to more than $46 billion in 2020.
LSE-owned business adds sales and marketing execs ahead of Mifid II and CAT implementation dates
Shutting down Oats may take two years and depend on CAT data accuracy.
According to regulatory filings, the CAT will cost the industry $50.7 million for the fiscal year beginning November 2016.
The need for the CAT to be a top priority.
In honor of the NCAA men’s and women’s basketball tournament starting this week, Dan creates a bracket of the biggest financial technology trends.
Dan DeFrancesco chats to IBM's Ron Lefferts about his firm's role in creating and managing the database underpinning the Consolidated Audit Trail, set to come online in November this year.
On January 17, the self-regulatory organizations announced that Thesys Technologies had won the right to build the Consolidated Audit Trail, putting it in charge of what will be one of the biggest financial technology projects in the history of the…
Dan and Anthony celebrate the one-year anniversary of the podcast.
Thesys choice upsets the status quo.
Vendor selected from 31 bidders to build, implement and maintain the Consolidated Audit Trail.
The announcement of which firm will be responsible for building the massive audit trail could come as soon as tomorrow.
The most important things the industry needs to focus on for the coming year.
The Consolidated Audit Trail is exactly what the industry needs right now.
Questions remain about whether the current clock drift between exchanges and broker-dealers will allow for accurate data.
Dan and Anthony debate the difference, or lack thereof, between firms labeled fintechs and regtechs.
Requiring SROs to report data to obsolete platforms is counterintuitive to the entire industry.
The regulator modified several points of the NMS plan prior to approval.
Dan and Anthony talk about the future of trading turrets and Sifma's response to the CAT plan.
The hurdles the CAT has faced stem from the SEC giving the power to SROs.