Market Surveillance: Rising to the Challenge

It’s clear that a culture of bad practice has deep roots in the industry, and more effort is needed to restore trust.

surveillance-waters1215
In response to the growing need for transparency, a number of market-surveillance and trade-monitoring tools have emerged, each addressing the challenge from a different angle and offering users a range of capabilities.
    • David Dawkins
  • LinkedIn  
  • Save this article
  • Print this page  

“A billion, here a billion there, pretty soon we’re talking real money.” That’s the infamous quote often wrongly attributed to Republican senator, Everett Dirksen in the 1960s. Make no mistake, $10 billion is real money. The fines meted out to the financial organizations involved in the foreign exchange (FX) rate-rigging scandal in June 2013 topped $10 billion, and sent a wake-up call to the industry. Since then, the race for compliance has become more than just appeasing regulators with a tick

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Copyright Infopro Digital Limited. All rights reserved.

You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email info@waterstechnology.com

Copyright Infopro Digital Limited. All rights reserved.

You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email info@waterstechnology.com

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

More on Emerging Technologies

Systematic tools gain favor in fixed income

Automation is enabling systematic strategies in fixed income that were previously reserved for equities trading. The tech gap between the two may be closing, but differences remain.

Why recent failures are a catalyst for DLT’s success

Deutsche Bank’s Mathew Kathayanat and Jie Yi Lee argue that DLT's high-profile failures don't mean the technology is dead. Now that the hype has died down, the path is cleared for more measured decisions about DLT’s applications.

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here