Webcast: Exceptions Processing - Targeting Your Costs & Risk

The goal of every broker is to reduce the risk of downstream trade failures by screening incoming data for validation errors and inconsistencies. These manually intensive exercises are time consuming and expensive, and are often based on outdated rules and processes. As a result, brokers may be prone to more exceptions, thereby increasing their processing costs as a result of inefficient exception-processing activities. Today, however, leading brokerages are beginning to analyze these activities by identifying inefficiencies that impact their risk exposure and costs, while simultaneously improving their accuracy. Hear how one large broker-dealer has reviewed its processing programs and found outdated validation rules that increased costs, and learn how to boost efficiency by reducing manual processing in your own organization.
Speakers:
* Simon Haggerty, Global Head of Equity Operations, UBS
* Janet Coughlan, SI Product Relationship Manager, Omgeo
* Dushyant Shahrawat, Senior Research Director, TowerGroup
* Victor Anderson, Editor-in-Chief, WatersTechnology
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