July 19-20--Investment Compliance & Systems Control for Mutual Funds; sponsored by Institute for International Research; Marriott Financial Center, New York. Call in New York City (212) 826-1260, outside NYC (800) 345-8016.
Sept. 9-10--Financial Investment Management; sponsored by Flagg Management Inc. and New York Society of Security Analysts; New York Hilton. Call (212) 286-0333.
Sept. 13-14--Technology Integration & Reengineering for Securities Operations; sponsored by Institute for Interna
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails