Non-Registered Securities Targeted By Amex, NASD
THIS WEEK'S LEAD STORIES
The American Stock Exchange and NASD compete to trade emerging growth companies that don't qualify for an NYSE listing. Now they're preparing to go head-to-head in a new electronic market -- debt and equity issues not registered with the SEC.
While there are minor differences between the two proposals -- NASD's plan will include private placements of domestic firms in addition to non-registered foreign securities -- the concept is the same. Both want to develop screen-based systems to give U.S
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