Exchanges and their clients appear to be reaching détente on some issues relating to exchange fees and audits, as a result of increased communication between all parties and a willingness to work together.
“You would think that with all the noise we make around audits, they are getting worse,” said one panelist. “But two years ago, I had 20 audits. Last year, I had 10, and this year, there has only been a couple, and I think this is a result of more ongoing communication.”
“We view faithful report
Anthony and James talk AI and ESG, Reg SCI and the SEC, and Game of Thrones and Dragons.Subscribe to Weekly Wrap emails