John considers some of last week’s top BST stories, including SS&C’s acquisition of Wells Fargo’s fund administration business.
Consortium now numbers nine institutions
Launch of cloud-based, streamlined version of Colline solution aimed at buy-side collateral management compliance and efficiency.
Core functionality has been implemented, says ANNA executive
S3's Regulatory Reporting Suite already covers SEC Rules 605 and 611, and the current iteration of Rule 606; while the Finra Pilot Program goes into effect on Oct. 3.
Gordian Capital says the know-your-customer (KYC) solution will help accelerate client fund launches.
RIMES’ RegFocus offering is designed to reduce the risk of insider dealing and market manipulation for the buy side and helps firms comply with the new MAR regime.
With a nod to Pete Townshend, nuances of the law in financial data regulations, especially in Europe, could become the most challenging aspect of compliance
Turning to organizing measures like collaboration, ‘microdata’ and application of standards can help manage a deep source of information.
Timestamping requirements under MiFID II may have unexpected consequences for traders in fixed income. Joanna Wright reports
KYC/AML requirements conflict with other regulations aimed at limiting how much data firms mine for fulfilling those disclosure rules. Joanna Wright reports
Australian market's new platform sets an example for management of key data for anti-money laundering efforts. Wei-Shen Wong reports.
Wipro's ReconX platform uses machine learning to identify patterns and spot errors.
Service aims to raise quality of identification information
Time isn't on anyone's side, so John thinks it's time for action on MiFID II and the future of Plato Partnership.
Hong Kong’s regulator observed that more fintech initiatives were being explored by the banking industry.
While best execution mandates are growing around the globe, should the question be more about better execution than best execution?
Responsibility for compliance with capital adequacy rules dances a polka between the regulators and the regulated
Service aims to address multiple regulations on one platform
Luxembourg asset manager deploys Linedata Compliance for UCITS and AIFM directives, but will manage its own reporting functions.
What still needs to be done to ensure continued increases in registrations?
Identifying eligible instruments for reporting is a challenge for firms
ESMA list the only option but 'far from ideal', says expert
Market abuse surveillance capabilities deployed on European fixed-income multilateral trading facility.