As one deadline for over-the-counter (OTC) central clearing recently passed and a second, on June 10, looms, COOs at BTG Pactual and Saba Capital Management say that getting on top of new operational challenges early—from collateral management and cost of execution to documentation—has paid off. How do they know? Because even as treasury and compliance functions have bulked up in the back, the front office has outwardly remained the same.
“Our strategies haven’t changed, and our portfolio compos
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails