'40 Act Compliance in Focus as Funds Introduce New Liquid Alts
Flexible reporting tools required as regulators consider further oversight.
Liquid alternatives — new post-crisis products meant to package risk into traditional structures like exchange-traded funds (ETFs) and mutual funds — are very much on the rise.
According to data from Vanguard, fully half of liquid alts' $449 billion in assets have been invested since 2013, as more investors chase alternatives-level returns without the requirement of qualified investment.
Some of these offerings have come from familiar giants, Vanguard included, but a sizeable chunk has also
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