Case Study: HA&W Wealth Management Turns to BasisCode for Compliance
BasisCode Compliance, which launched a self-subscription service this week, is helping HA&W Wealth Management to more efficiently manage its compliance needs.
Both HA&W Wealth Management and BasisCode Compliance are located in Atlanta.
According to the 2017 White House budget proposal, the US Securities and Exchange Commission (SEC) will increase the number of Registered Investment Advisor (RIA) examiners by 20 percent this year, while the SEC's Office of Compliance Inspections and Examinations recently sent out a notice to thousands of yet-to-be-examined financial firms encouraging them to improve their compliance programs. The Financial Industry Regulatory Authority (Finra) is also taking aim at compliance as a top issue for
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Waters Wavelength
Waters Wavelength Podcast Episode 75: An Update on the Julia Programming Language; AI & Alternative Data; Digital Currencies
Julia Computing's Viral Shah talks about the programming language he helped create and what's ahead for it. Then James and Anthony talk about the pairing of AI & alternative data, digital currencies, and Game of Thrones.
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