Case Study: HA&W Wealth Management Turns to BasisCode for Compliance

BasisCode Compliance, which launched a self-subscription service this week, is helping HA&W Wealth Management to more efficiently manage its compliance needs.

Both HA&W Wealth Management and BasisCode Compliance are located in Atlanta.

According to the 2017 White House budget proposal, the US Securities and Exchange Commission (SEC) will increase the number of Registered Investment Advisor (RIA) examiners by 20 percent this ye