The system will provide real- time pre-trade, post-execution and end-of-day compliance monitoring for all asset classes. Mellon will use the product to build rules and ensure investment compliance with Brazilian regulations and client mandates. Mellon Serviços Financeiros has been in business since 1997 and now serves around 680 Brazilian buy-side firms, including hedge funds and more traditional asset managers.
Márcio Ferreti, chief of breaches and internal control at Mellon, says internal a
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails