With less than a year to go until the Securities and Exchange Commission’s hedge fund registration rule comes into effect, whether and where to outsource in order to meet the Commission’s compliance requirements will become key decisions for hedge fund principals. This is especially the case for funds not already registered with the US financial services watchdog.
By Stewart Eisenhart
In order to comply with the Securities and Exchange Commission’s (SEC’s) hedge fund registration mandate adop
Anthony and James delve into how the systematic internalizer regime is shaping up, and then examine the regtech sector.Subscribe to Weekly Wrap emails