“It is important for regulators to become comfortable with the new technologies serving the industries they oversee.”
The announcement of which firm will be responsible for building the massive audit trail could come as soon as tomorrow.
Bloomberg analysts have different tales to tell for 2017 when it comes to regulatory oversight for asset managers in the US and Europe.
Does regulation drive innovation or vice-versa? Or is it more important to have both working in tandem?
A survey of 234 asset managers reveals that only 13 percent intend to continue paying for research from all top nine investment banks under Mifid II.
The bank is one of a number of firms that have chosen the Bloomberg solution for collateral management and reconciliation.
The switch is being made in an effort to attract foreign investors, according to a Reuters report.
Investment banks sign up for Approved Publication Arrangement (APA) service for post-trade reporting transparency.
The solution will help firms determine whether certain derivatives fall in scope of the Section 871(m) tax law, and calculates withholding details.
Choinski has served on ISITC's board for the past 12 years before becoming chair.
Agency invites public comment on how its bureau will charge for ISINs for OTC derivatives, will provide more information via webcast
Survey from ITG finds buy-side firms in North America increasingly concerned over impact of European regulation due January 2018.
Confluence's platform will help Royal London support the increasing reporting burden associated with its growing alternative investments business.
London-based asset manager implemented reporting solution for compliance with the rule.
With chairman Massad leaving the CFTC and commissioner Giancarlo likely to have a greater say, the source-code provision may be in trouble...if not the rule as a whole.
The most important things the industry needs to focus on for the coming year.
John hopes that preparations for the incoming regulation are top of the New Year’s resolutions pile for asset managers.
The implementation of the Market Abuse Regulation last year was a small sample of what the market can expect when Mifid II takes effect next year.
Massad will leave the regulator Jan. 20, Inauguration Day.
All the best episodes from 2016.
Panelists tackle the transaction reporting aspects of the upcoming MiFID II regulations and field questions from a live audience.
Advise's Consensus RMS platform already supports more than 20 regulatory reporting regimes.
Dan and Victor discuss the biggest topics of 2017.
John highlights some of the best articles from Buy-Side Technology in 2016, including Mifid II, machine learning and how technology is being affected by diverse investment strategies.