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Regulation & Standards

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APFIC Issues Preview

Panelists at the Hong Kong conference will shed light on the region's progress towards compliance with risk data aggregation and identifier regulations...

Inside Reference Data | Opinion | Regulation & Standards | 31 Oct 2014

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mattgibbs

Scrutinizing Compliance Technology

The increased importance of compliance functions within buy-side and sell-side firms has been extensively documented since the financial crisis. Matt Gibbs (MG) and Dave Hutchinson (DH), product managers at Linedata, explain how compliance technology...

Waters | Advertisement | Compliance | 30 Oct 2014

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AxiomSL Unveils New Regulatory Solution for Broker-Dealers

Regulatory reporting and risk management solutions provider AxiomSL has launched a new tool aimed at addressing new US Securities and Exchange Commission (SEC) capital and reporting rules for broker-dealers.

Sell-Side Technology | News | Regulation & Standards | 28 Oct 2014

nick-paraskeva-regroom

Reg-Room Adds Intra-Day Alerts To Tracking System

Reg-Room's Reg-Track global system offers customizable rules for searches and alerts, allowing users to isolate specific regulatory or standards topics

Inside Reference Data | News | Regulation & Standards | 27 Oct 2014

todd-moyer-confluence

Survey: Asset Managers Turning to Back Office in Automation Push

Reporting solutions provider Confluence recently conducted a survey of almost 100 asset managers to get a feel for their pain points around regulatory reporting and moving away from spreadsheets.

Buy-Side Technology | Analysis | Regulation & Standards | 27 Oct 2014

max-bowie

Opening Cross: Raising the ‘Standard’ in Terms of Cooperation

So, the industry may soon have a new standard protocol for market data distribution: and not simply a de facto standard co-opted based on existing uptake, but one specifically designed for market data needs that albeit incorporates the speed and bandwidth...

Inside Market Data | Opinion | Industry Issues & Initiatives | 24 Oct 2014

Mark Davies

Pension Funds, Insurers Face Greater LEI Challenge

Insurers, funds must integrate identifier data into all systems, and apply LEIs to more than just Solvency II compliance, counsels Mark Davies, CEO of entity data provider Avox. Joanna Wright reports

Inside Reference Data | Analysis | Compliance | 24 Oct 2014

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BNP Paribas To Offer Outsourced AIFMD Reporting Service

BNP Paribas Securities Services has launched an outsourced service to facilitate regulatory reporting required by the Alternative Investment Fund Managers Directive (AIFMD), as the first wave of reporting approaches.

Buy-Side Technology | News | Compliance | 23 Oct 2014

lseceo

Moroccan Depository Partners with LSE Group On LEI Allocation

Maroclear has reached an agreement for the LSE Group to provide legal entity identifier allocation services, and to access European securities settlement infrastructure

Inside Reference Data | News | Regulation & Standards | 22 Oct 2014

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Teradata Develops Enhanced Semantic Data Service

The company's SMBBS service, used for risk data reporting requirements, will soon be complemented with accelerated data acquisition capabilities, according to officials

Inside Reference Data | News | Regulation & Standards | 22 Oct 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....