Regulation & Standards
WatersTechnology is a multi-channel business intelligence platform with daily analysis and news to enable businesses to deliver better strategies with more efficiency than before.
Click here to view our subscription packages and unlock WatersTechnology premium business content.
The increased importance of compliance functions within buy-side and sell-side firms has been extensively documented since the financial crisis. Matt Gibbs (MG) and Dave Hutchinson (DH), product managers at Linedata, explain how compliance technology...
Regulatory reporting and risk management solutions provider AxiomSL has launched a new tool aimed at addressing new US Securities and Exchange Commission (SEC) capital and reporting rules for broker-dealers.
Reporting solutions provider Confluence recently conducted a survey of almost 100 asset managers to get a feel for their pain points around regulatory reporting and moving away from spreadsheets.
So, the industry may soon have a new standard protocol for market data distribution: and not simply a de facto standard co-opted based on existing uptake, but one specifically designed for market data needs that albeit incorporates the speed and bandwidth...
Insurers, funds must integrate identifier data into all systems, and apply LEIs to more than just Solvency II compliance, counsels Mark Davies, CEO of entity data provider Avox. Joanna Wright reports
BNP Paribas Securities Services has launched an outsourced service to facilitate regulatory reporting required by the Alternative Investment Fund Managers Directive (AIFMD), as the first wave of reporting approaches.
Maroclear has reached an agreement for the LSE Group to provide legal entity identifier allocation services, and to access European securities settlement infrastructure
Updating your subscription status
Work with us on your Integrated Marketing Campaigns
WatersTechnology offers a full range of custom research, surveys, webcasts, video and whitepapers for firms looking to demonstrate thought-leadership through their marketing campaigns and generate sales leads.
03 Nov 2014
18 Nov 2014
02 Dec 2014
03 Nov 2014
17 Nov 2014
The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....