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Regulation & Standards

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Opening Cross: Raising the ‘Standard’ in Terms of Cooperation

So, the industry may soon have a new standard protocol for market data distribution: and not simply a de facto standard co-opted based on existing uptake,...

Inside Market Data | Opinion | Industry Issues & Initiatives | 24 Oct 2014

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Mark Davies

Pension Funds, Insurers Face Greater LEI Challenge

Insurers, funds must integrate identifier data into all systems, and apply LEIs to more than just Solvency II compliance, counsels Mark Davies, CEO of entity data provider Avox. Joanna Wright reports

Inside Reference Data | Analysis | Compliance | 24 Oct 2014

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BNP Paribas To Offer Outsourced AIFMD Reporting Service

BNP Paribas Securities Services has launched an outsourced service to facilitate regulatory reporting required by the Alternative Investment Fund Managers Directive (AIFMD), as the first wave of reporting approaches.

Buy-Side Technology | News | Compliance | 23 Oct 2014

lseceo

Moroccan Depository Partners with LSE Group On LEI Allocation

Maroclear has reached an agreement for the LSE Group to provide legal entity identifier allocation services, and to access European securities settlement infrastructure

Inside Reference Data | News | Regulation & Standards | 22 Oct 2014

sam-harris-teradata

Teradata Develops Enhanced Semantic Data Service

The company's SMBBS service, used for risk data reporting requirements, will soon be complemented with accelerated data acquisition capabilities, according to officials

Inside Reference Data | News | Regulation & Standards | 22 Oct 2014

harald-rudolph

SIX Expands Compliance Service in Hong Kong

The data services provider now includes Hong Kong market transactions in its offerings, supporting required reporting to the Hong Kong Monetary Authority

Inside Reference Data | News | Compliance | 22 Oct 2014

nick-paraskeva-regroom

Reg-Room Preparing to Add Intraday Alerts to Reg-Track

New York-based technology startup Reg-Room is adding intraday alerts to its Reg-Track global regulatory tracking system to enable financial firms to receive timely updates on new and proposed rules and regulations that are tailored to their specific requirements...

Buy-Side Technology | News | Regulation & Standards | 22 Oct 2014

moneymousetrap

Tradeweb Europe Takes Thomson Reuters' KYC Service

The electronic trading venue's European arm has chosen Thomson Reuters' Accelus Org ID to complement its existing know-your-customer (KYC) due diligence processes.

Buy-Side Technology | News | Compliance | 22 Oct 2014

nick-paraskeva-regroom

Reg-Room Readies Add Intraday Alerts for Regulatory Tracking System

New York-based technology startup Reg-Room is adding intraday alerts to its Reg-Track global regulatory tracking system to enable financial firms to receive timely updates on new and proposed rules and regulations that are tailored to their specific requirements...

Inside Market Data | News | Data Administration | 22 Oct 2014

Handshake

NICE Actimize Partners with Alacra for Combined KYC Platform

Financial crime, risk and compliance software platform provider NICE Actimize has announced a partnership with Alacra, an online business information solutions provider, for a combined customer due diligence solution. The alliance integrates Alacra's...

Inside Reference Data | News | Regulation & Standards | 21 Oct 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....