Regulation & Standards
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If anyone was in doubt as to the sheer volume of regulation produced by the financial crisis, printing and stacking every consultation paper, draft standard and legislative document would exceed the height of the Eiffel Tower, according to Santander UK's...
While banks have been implementing centralized, global infrastructure models for years, uncoordinated and varying regulation is forcing a return to silos and regional thinking. This also has the potential to impact the widespread roll-out of cloud services,...
The Securities and Exchange Commission (SEC) adopted a new set of rules that were created to strengthen the technology infrastructure of the US securities markets by handing down requirements on industry members' reactions to system failures.
Deutsche Bank announced that it is expanding its use of AxiomSL's regulatory reporting platform and capital calculations tool in the United States after deploying the solutions in the Asia-Pacific region.
Europe can expect widespread transformation of data operations over the next few years as a result of current and future regulatory actions, including AIFMD, Target2-Securities and EIOPA's work with the legal entity identifier.
Industry rulemaking bodies FINRA and the Municipal Securities Rulemaking Board are seeking comments from the industry on proposals to make bond dealers disclose same-day trade prices in the same security on trade confirmations sent to clients for retail-sized...
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The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...
A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....