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Regulation & Standards
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Panelists at the Buy-Side Technology European Summit 2013 in London debated growing levels of transparency and reporting required by regulatory agencies...
Buy-Side Technology | News | Compliance | 21 May 2013
IRD editor Michael Shashoua tweets live from keynote presentation by the senior vice president of the Federal Reserve Bank of New York
Inside Reference Data | Official Record | Data Management | 20 May 2013
SunGard has announced the integration of its various Protegent market surveillance products into a single platform, to provide a consolidated view for compliance officers across a firm.
Sell-Side Technology | News | Compliance | 20 May 2013
The reduction in the so-called RFQ 5 rule was seen as a shallow victory for the industry during the final rulemaking for swap execution facilities (SEFs) last week, but how much of an issue will it prove to be?
Sell-Side Technology | Opinion | Regulation & Standards | 20 May 2013
Yesterday’s vote on final rules governing the operation of swap execution facilities (SEFs) by the US Commodity Futures Trading Commission (CFTC) was well-received by a cross section of the industry, but some disagree with elements of the provisions....
Sell-Side Technology | Analysis | Regulation & Standards | 17 May 2013
Other regulatory issues, risk management and data governance will also find the spotlight, alongside the legal entity identifier, in this year's NAFIS conference on May 21
Inside Reference Data | Opinion | Data Management | 17 May 2013
The US Commodity Futures Trading Commission (CFTC) passed a series of final rules yesterday, designed to govern how swap execution facilities (SEFs) will operate, and how instruments will trade through them.
Sell-Side Technology | Analysis | Regulation & Standards | 17 May 2013
ConvergEx Prime Services, the company's prime brokerage unit, has released Tax Optimizer, which will allow users to better understand their tax liabilities.
Sell-Side Technology | News | Accounting | 16 May 2013
The Financial Conduct Authority (FCA), a UK regulator formed in April, has gone live with Nasdaq OMX's Smarts Integrity market surveillance platform to enhance its monitoring of transaction reports across the UK's financial markets.
Sell-Side Technology | News | Compliance | 14 May 2013
Northern Trust Hedge Fund Services, the fund administrating arm of the Chicago-based bank, has released a new online module that will allow clients to draft, review and finalize their Form PF submissions.
Buy-Side Technology | News | Compliance | 13 May 2013
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Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...
With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...
