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Regulation & Standards

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Eze Software Adds AIFMD Reporting Component to Regulatory Filings Manager

Eze Software Group can now support Alternative Investment Fund Managers Directive (AIFMD) filings through its Regulatory Filings Manager offering.

Buy-Side Technology | News | Regulation & Standards | 23 Jul 2014

Canary Wharf

UK SFO Launches Criminal Probe into FX Market

The UK Serious Fraud Office (SFO), has announced that it is opening a criminal investigation into purported fraud in the foreign-exchange (FX) market.

Sell-Side Technology | News | Regulation & Standards | 23 Jul 2014


Bank J Van Breda & C° Selects ABN Amro for Clearing

Belgium-based Bank J.Van Breda & C° has selected ABN Amro Clearing as its general clearing counterparty for over-the-counter (OTC) derivative transactions.

Sell-Side Technology | News | Clearing & Settlement | 23 Jul 2014


Interactive Data Adds Support for AIFMD Classifications

The pricing and data vendor has added coverage of the data that alternative investment fund managers will need to comply with new classifications mandated as part of the European Union directive

Inside Reference Data | News | Regulation & Standards | 21 Jul 2014


Midnight Hour for European AIFMs

The deadline for applying for authorization under the Alternative Investment Fund Managers Directive (AIFMD) arrives on July 22, and one recent measure suggests a few firms out there are still sweating bullets. But, Tim wonders, is that such a bad thing?...

Buy-Side Technology | Opinion | Compliance | 18 Jul 2014


Bloomberg Vault Partners with Salesforce

Bloomberg is now part of salesforce.com's partner program, allowing the pair to team up on support for Salesforce1 for financial services.

Sell-Side Technology | News | Compliance | 17 Jul 2014


The Value Of Sharing

Collaboration and cooperation, along with openness to innovative ways of handling data, are valuable assets that data operations professionals should be willing to use.

Inside Reference Data | Opinion | Data Management | 11 Jul 2014


Wisdom of Crowds

During an Inside Reference Data webcast on June 25, data management experts explored how crowd computing could help financial firms manage new regulatory requirements, by sharing the burden between freelance workers and automation tools, and leaving subject...

Inside Reference Data | Feature | Regulation & Standards | 10 Jul 2014


SS&C GlobeOp Gains UK Regulatory Approval for Depositary Lite

SS&C GlobeOp has gained full UK Financial Conduct Authority (FCA) approval for its Depositary Lite service, the provider has announced.

Buy-Side Technology | News | Compliance | 08 Jul 2014


CAT Bid List Shrinks to Six

The national securities exchanges and the Financial Industry Regulatory Authority (Finra) have selected six bids from the list of ten request-for-proposal (RFP) responses that were submitted to build and maintain the Consolidated Audit Trail (CAT).

Sell-Side Technology | News | Regulation & Standards | 03 Jul 2014

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Tackling Teething Troubles: Examining the Current State of the OTC Derivatives Market

The over-the-counter (OTC) derivatives market is in the midst of a global regulatory restructure. Authorities in Europe, Asia and the US are currently...


A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....