Regulation & Standards
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The National Futures Association (NFA) has announced that TeraExchange has signed a pre-launch regulatory services agreement (RSA) with the industry body...
Sell-Side Technology | Analysis | Regulation & Standards | 18 Jun 2013
Europe, surprisingly, seems to agree on something.
Sell-Side Technology | Opinion | Regulation & Standards | 18 Jun 2013
Etrali Trading Solutions, the Paris-based provider of voice and electronic trading infrastructure, has extended its mobile recording solution in the US today, to help firms meet Dodd-Frank compliance requirements.
Sell-Side Technology | News | Compliance | 17 Jun 2013
The new database of politically-exposed persons (PEPs) reflects recent tightening of rules requiring know-your-customer (KYC) monitoring both in Russia and internationally.
Sell-Side Technology | News | Compliance | 17 Jun 2013
June 2013 - sponsored by: Axiom SL, Morningstar, SIX Financial Information, Thomson Reuters
Inside Reference Data | Special | Regulation & Standards | 17 Jun 2013
GS1, FIX Protocol Ltd., Tahoe Blue and the Corporation for National Research Initiatives have launched P-lei.org, a project to distribute data for legal entity identifiers issued by pre-local operating units.
Inside Reference Data | News | Regulation & Standards | 13 Jun 2013
Software provider DataArt is teaming up with 10gen, which develops the MongoDB NoSQL open-source database, to tackle challenges related to big data and the aggregation of data. The first result of this pairing is a reporting solution for the proposed...
Buy-Side Technology | News | Regulation & Standards | 13 Jun 2013
Late last week, Tradeweb Markets supported the first electronic indicative pre-trade credit check between a buy-side client and a futures commission merchant (FCM) for an over-the-counter derivatives transaction. Using the electronic credit checking solution...
Buy-Side Technology | News | Compliance | 12 Jun 2013
The US regulator has set out the conditions under which it will accept WM Datenservice's general entity identifier and other pre-legal entity identifiers as part of its swaps trade reporting requirements
Inside Reference Data | News | Regulation & Standards | 11 Jun 2013
The EDM Council and the Object Management Group are preparing to issue specifications for their ontology, which is being aligned with Bank of England templates. The EDM Council has also piloted its data maturity model with Microsoft
Inside Reference Data | News | Regulation & Standards | 11 Jun 2013
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Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...
With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...