Being halfway around the world doesn’t mean that financial institutions in Asia are isolated from the impact of MiFID II, or any other regulation originating outside of Asia. Though Asia-based firms are affected to differing degrees, change is coming.
Firms dealing with Europe either directly or indirectly will have to comply with the more expansive rules under MiFID II. One of the major headaches under the new set of rules which will come into effect on Jan. 3, 2018, is the unbundling of trad
Anthony and James delve into how the systematic internalizer regime is shaping up, and then examine the regtech sector.Subscribe to Weekly Wrap emails