Stay On The Ball


At a time when cost containment is the name of the game at most financial firms, heads of compliance are being kept on their toes by a series of changes to the implementation dates of new regulations—each of which raises questions about which regulatory projects should be prioritized.

The Foreign Account Tax Compliance Act (Fatca) and the European Market Infrastructure Regulation (EMIR) and are among the recently delayed regulations. However, Chris Johnson, HSBC Securities Services’ London-based