Financial Conduct Authority (FCA)

The Road to Regtech 3.0

With regional banking authorities supporting fintech accelerator events, the "regtech" movement is gathering steam.

Dark Pool Caps: Lighting Up the Darkness

Restrictions on the use of dark-pool trading waivers come into force as part of MiFID II but some in the industry believe the rules will do more harm than good.

Broker Commissions: The Great Unbundling Bungle

Handling sell-side research and commissions has typically been a mundane and relatively simple function for investment managers. But regulatory authorities in Europe are about to turn the process upside down with a little-known but potentially impactful…