In March, UK regulator the Financial Conduct Authority (FCA) sent a cautionary message to the asset management community, warning that firms were still not meeting expectations on dealing commission expenditure and securing best execution for their clients.
It was a damning indictment of the industry, given that the bar will soon be raised even higher with the introduction of new rules around research unbundling and payments under Mifid II in January 2018. The move to simplify what is generally
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.Subscribe to Weekly Wrap emails