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Commodity Futures Trading Commission

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Virtues of Consistency

Philosophers and authors may dismiss consistency as an overrated refuge for unimaginative minds, but when it comes to industrial strength data quality...

Inside Reference Data | Opinion | Data Management | 10 Apr 2014

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CFTC Opens Discussions on Standard Structure for Global UTI

The US Commodity Futures Trading Commission has begun speaking to other regulators about the possibility of creating a standard structure for a global unique transaction identifier

Inside Reference Data | News | Regulation & Standards | 26 Mar 2014

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O'Malia Outlines How CFTC Can Tackle its Data Difficulties

Commodity Futures Trading Commission's Scott O'Malia says regulator must improve swaps data quality, and develop automated surveillance and risk analytics tools

Inside Reference Data | News | Regulation & Standards | 26 Mar 2014

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Trade Identifier Tangle

Unique trade identifiers have quickly emerged as the most complicated element of the European Market Infrastructure Regulation’s trade reporting requirements, which came into effect on February 12. Nicholas Hamilton finds out why using the new identifier...

Inside Reference Data | Feature | Regulation & Standards | 05 Mar 2014

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Europe Takes First Steps Toward Electronic Derivatives Trading

With provisional agreement on the Mifid II text by European political authorities, electronic execution of derivatives is set to spread over the Atlantic Ocean in the near future. In terms of equivalence, interoperability, and mutual recognition, how...

Waters | Feature | Regulation & Standards | 07 Feb 2014

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Derivatives Trading Firms Weigh Audio Recording Approaches

Thanks to the latest Dodd–Frank provision in which derivatives transactions will be more closely monitored, many US traders will now have their conversations recorded. Jake Thomases investigates how that recording will be done and what will happen to...

Waters | Feature | Regulation & Standards | 21 Jan 2014

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Compliance Officers, I Feel Your Transcription Pain

As firms in the US gear up for Commodity Futures Trading Commission’s (CFTC’s) communications recording rule 1.35(a), Anthony understands the headaches involved in converting voice recordings to text.

Buy-Side Technology | Opinion | Compliance | 17 Jan 2014

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License to Kill: The Complexity of Circuit Breakers

As regulators collaborate to review different concepts to protect the integrity of the US financial markets and reduce potential technology failures, Marina Daras looks at the technical challenges of implementing circuit breakers for brokers and exchanges....

Waters | Feature | Exchange Technologies | 08 Jan 2014

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Obama Chooses Massad for CFTC Chairmanship

The president today will nominate assistant treasury secretary Timothy Massad for the role soon to be vacated by incumbent Gary Gensler.

Sell-Side Technology | News | People | 12 Nov 2013

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On SEFs, a Delay Seems Necessary

With next week's swap execution facility (SEF) compliance deadline looming, the industry is fighting hard to get the date moved back. When you consider the spate of IT glitches that have already hit Wall Street, Anthony agrees that a delay is necessary....

Buy-Side Technology | Opinion | Regulation & Standards | 27 Sep 2013

NOW OPEN -- Inside Market Data Awards 2014

For more details...

Call-for-entry and voting are now open for the 12th annual Inside Market Data Awards 2014, which take place in New York on May 21. For more details of the criteria across the call-for-entry and voting categories that recognize industry excellence within market data and reference data click here.

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Latest Whitepapers

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A data-centric approach to portfolio management

A fast, flexible and reliable investment decision-making process must be based on access to accurate and consistent information throughout an organization....

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Taking on Tablets: BYOD On The Trading Floor

We have truly entered the Age of Bring Your Own Device, or BYOD. And as with every new era fuelled by innovation, the new challenges are screaming for...