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Commodity Futures Trading Commission
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The regulation, going into effect on May 1st, requires firms to display mid-point prices for foreign exchange (FX) pre-spot, forward outrights, non-deliverable...
Buy-Side Technology | News | Compliance | 29 Apr 2013
In part two of his examination of risk on the buy side, Anthony Malakian looks at how the regulatory environment is changing the way risk is managed and reported on, and delves into the buy versus build trade-off for risk-related technology.
Waters | Feature | Risk Management | 15 Apr 2013
The Depository Trust and Clearing Corporation has issued identifiers to entities all over the world and continues to see others certify data that was submitted on their behalf by third parties
Inside Reference Data | News | Regulation & Standards | 15 Apr 2013
Sapient Global Markets has created a direct link between its compliance management and reporting system (CMRS) and the Depository Trust & Clearing Corp.'s (DTCC’s) Swap Data Repository (SDR).
Sell-Side Technology | News | Regulation & Standards | 10 Apr 2013
Two important dates for adopting the US precursor to the legal entity identifier will soon be here. JP Morgan's Robin Doyle presents the steps firms need to take in response
Inside Reference Data | Analysis | Regulation & Standards | 27 Mar 2013
A joint ISDA–Sifma poll shows near universal dislike for a CFTC proposal on SEFs, but it turns out the regulator has already changed its tune. In this respect, at least, SEFs are safe from a mass exodus.
Buy-Side Technology | Analysis | Compliance | 13 Mar 2013
Features in the upcoming March issue of Inside Reference Data identify continuing conflicts over identifier and tax regulations and standards, describing how these divert attention from data management improvement possibilities
Inside Reference Data | Opinion | Regulation & Standards | 07 Mar 2013
The CFTC interim identifier may not be enough of a spark, but other bright lights illuminate ways to map entities, says Wipro's Jennifer Ippoliti
Inside Reference Data | Analysis | Regulation & Standards | 06 Mar 2013
The data jungle of modern trading may be confusing, says James, but the UK’s Financial Services Authority is certainly going out with a bang after slamming a complex market manipulation scheme, mirroring wider efforts among national cops to become tech...
Waters | Opinion | Regulation & Standards | 28 Feb 2013
New York-based Imagine Software has unveiled a new offering that will allow firms to meet CFTC regulatory demands.
Buy-Side Technology | News | Compliance | 21 Feb 2013
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Complex, dated and unwieldy data infrastructure is not uncommon among even the most progressive companies in the world of finance. As financial regulations...
With the launch of a new legal entity identifier (LEI) looming, the financial services industry needs to get ready to ensure efficient and timely implementation...
