2012's Financial Crime Coups Raise Stakes, Anxiety

john-edge
John Edge, Managing Director at NICE Actimize

More than Sefs, collateral optimization, market structure-upending capital requirements, or even "Dodd-Frank Fatigue", 2012 could be remembered for something different: the year when the figurative "sharp end" of the regulatory stick got sharper, with an incipient and widespread rise in enforcement activity.

A tidy infographic my SST colleague James Rundle put together in August began to illustrate the scope, which has widened significantly since. Perhaps tellingly, among the major sell sides

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