Top Stories of 2014: The Compliance Challenge

The best of our regulatory and compliance-focused coverage in 2014.

scales of justice

Regulation and compliance are still very much at the heart of the conversation in financial services, and it's not hard to see why. From the Dodd-Frank Act, to the European Market Infrastructure Regulation, to the Markets in Financial Instruments Directive review (Mifid II), to Solvency II, to Basel III, and to Ucits IV-now-V, to Reg SCI and any other combination of letters and numbers that permeates the legislative landscape, there's a lot to take in.

Pity the poor multinationals, then, who

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Systematic tools gain favor in fixed income

Automation is enabling systematic strategies in fixed income that were previously reserved for equities trading. The tech gap between the two may be closing, but differences remain.

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