DENVER-based Janus Capital is implementing a new compliance software tool from ADP's Merrin Financial division. The add-on product, called Rule Expert, is designed to simplify compliance-rule creation by users of Merrin's pre-trade compliance software package, known as Compalert. Rule Expert is meant to enable compliance officers to set up investment restrictions without the assistance of a programmer and without extensive product training.
The imminent rollout of Rule Expert at Janus--which
Anthony and James delve into how the systematic internalizer regime is shaping up, and then examine the regtech sector.Subscribe to Weekly Wrap emails