Thomson Offers Research Package for Broker Compliance

RESEARCH AND COMMENTARY

Thomson Financial has repackaged content and services from Thomson One Analytics to help Wall Street brokers comply with the Global Research Analyst Settlement. Bruce Fador, a Thomson Financial veteran and most recently a senior partner at recruiter Gustin Partners, has been named to lead the effort.

The Global Research Analyst Settlement was made in April between the US Securities and Exchange Commission and 10 brokers to settle issues surrounding conflicts of interest among Wall Street anal