Waters Wavelength Podcast Episode 77: A Look at Mifid II Developments & the Use Cases for Behavioral Analytics
This week, Anthony and James take a look at recent developments pertaining to Mifid II and then they talk about how firms are increasingly turning to behavioral analytics platforms to better examine trading decisions.
This week James and Anthony look at recent regulatory developments in Europe as the Financial Conduct Authority (FCA) has releases its long-awaited study of the asset management industry and the UK, and final policy notes relating to Mifid II. They next turn their attention to this month’s Waters magazine cover story—a profile of Cheyne Capital’s Josh Jacobson—and examine how some vendors are entering the behavioral analytics space.
1:55 James gives an overview on recent FCA announcements and guidelines.
4:45 Change is coming for the way asset management is done in the UK.
7:00 Timeline for Mifid II developments going forward.
11:00 James and Anthony switch gears and look at this month’s cover story on Josh Jacobson.
13:45 What’s the case for behavior analysis of portfolio managers and traders.
18:30 James rants about Major League Soccer (MLS).
Links to articles discussed:
Waters Cover Profile: Improving Performance: Josh Jacobson, Cheyne Capital
FCA Clarifies Approach to Research Unbundling Under Mifid II
Tech Investment Could Help UK Asset Managers Meet FCA's Calls for Sweeping Changes
Contact Info
As is the case with everything we do, we'd love to get some feedback from our listeners. Feel free to reach out to Anthony via Twitter or email.
Anthony: @a_malakian; Anthony.Malakian@incisivemedia.com
James: @JimRundle; James.Rundle@incisivemedia.com
Past 10 episodes:
Episode 68: An Inside Look at IBM Watson
Episode 69: AQR's CTO, Neal Pawar, on Engineers & Open Source
Episode 70: A Look at Liquidnet's Acquisition of OTAS
Episode 71: Social Data, Analytics and Trading
Episode 72: An Examination of the Muni Bond Market
Episode 73: The UK Election, Brexit & Fintechs; the Bloomberg Point-Port Integration
Episode 74: The RegTech Craze; Clearing Concerns
Episode 75: An Update on the Julia Programming Language; AI & Alternative Data; Digital Currencies
Episode 76: Radziemski Talks Machine Learning, Robotic Process Automation & Public Cloud Adoption
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Regulation
Europe is counting its vendors—and souring on US tech
Under DORA, every financial company with business in the EU must report use of their critical vendors. Deadlines vary, but the message doesn’t: The EU is taking stock of technology dependencies, especially upon US providers.
Regulators can’t dodge DOGE, but can they still get by?
The Waters Wrap: With Trump and DOGE nipping at regulators’ heels, what might become of the CAT, the FDTA, or vendor-operated SEFs?
CFTC takes red pen to swaps rules, but don’t call it a rollback
Lawyers and ex-regs say agency is fine-tuning and clarifying regulations, not eliminating them.
The European T+1 effect on Asia
T+1 is coming in Europe, and Asian firms should assess impacts and begin preparations now, says the DTCC’s Val Wotton.
FCA sets up shop in US, asset managers collab, M&A heats up, and more
The Waters Cooler: Nasdaq and Bruce ATS partner for overnight market data, Osttra gets sold to KKR, and the SEC takes on DOGE in this week’s news roundup.
Waters Wavelength Ep. 312: Jibber-jabber
Tony, Reb, and Nyela talk about tariffs (not really), journalism (sorta), and pop culture (mostly).
Experts say HKEX’s plan for T+1 in 2025 is ‘sensible’
The exchange will continue providing core post-trade processing through CCASS but will engage with market participants on the service’s future as HKEX rolls out new OCP features.
No, no, no, and no: Overnight trading fails in SIP votes
The CTA and UTP operating committees voted yesterday on proposals from US exchanges to expand their trading hours and could not reach unanimous consensus.
