Broadridge
SROs Submit Plan for Audit Trail, Initial Costs Estimates Average $53 Million
A group of self-regulatory organizations (SROs) selected by the Securities and Exchange Commission (SEC) submitted its plan to build, implement and maintain the Consolidated Audit Trail (CAT) that will track activity in every National Market System (NMS)…
COOs, CDOs Must Collaborate On Compliance-Driven Changes, Survey Finds
Collaboration at the C-level figures prominently in data and risk management improvement, according to many respondents in a survey co-sponsored by Broadridge Financial Solutions
Broadridge Adds Confirmation Matching Capabilities to its PROactive Suite
Broadridge Financial Solutions has released an update of its reconciliation and process management suite, PROactive, to bolster operational efficiency and servicing between buy and sell firms by adding confirmation matching capabilities.
Broadridge Unveils Performance Offering Underpinned by BI-SAM's B-One Platform
Lake Success, NY-based Broadridge Financial Solutions has unveiled a performance measurement and attribution offering, Broadridge Investment Management Solutions (IMS) Performance Reporting, aimed at traditional asset managers and hedge funds,…
Broadridge Bags Thomson Reuters' Perry
Christopher Perry, former global managing director of the risk segment in Thomson Reuters' financial and risk division, is to join financial technology and investor communications service provider Broadridge Financial Solutions next month as president of…
Broadridge Pegs Perry as New President of Global Sales, Marketing and Client Solutions
Broadridge Financial Solutions announced the hiring of Christopher Perry as its new president of global sales, marketing and client solutions.
Broadridge Launches Web-Based Reporting Tool
Broadridge Financial Solutions has unveiled a new web- and mobile-based reporting solution, dubbed Report Manager, which will allow portfolio managers to access important information on their desktop, tablet or smartphone.
Broadridge and Doxim Partner on CRM
Lake Success, New York-based Broadridge Financial Solutions and Ontario-based Doxim have partnered to deliver the Smart Statement solution to help clients make the move from their current statement design to enhanced, Client Relationship Management 2…
Versteeg Leaves Asset Control for Broadridge
After more than 10 years at Asset Control, Tim Versteeg has joined Broadridge as a senior sales director
Broadridge Releases CollateralPro
New York-headquartered Broadridge Financial Solutions has announced the release of CollateralPro, its end-to-end collateral management suite for buy and sell-side firms.
Bonaire's SaaS Offering Live on Broadridge's Hosted Environment
Bonaire, a Broadridge Financial Solutions company, has migrated its Software as a Services (SaaS) solution to Broadridge's hosting environment.
Lombard Risk and Broadridge Strike Collateral Management Alliance
Lombard Risk, the London-headquartered provider of collateral management, regulatory compliance, and reporting technology, and Lake Success, NY-based Broadridge Financial Solutions, have formed an alliance that will address capital markets firms’…
Raiffeisen Bank Taps Broadridge for CEE Reconciliations
Broadridge Financial Solutions has announced it will provide automated reconciliation processing to Vienna-based Raiffeisen Bank International across six of the bank’s regional subsidiaries.
Broadridge IM Business Boosts Ref Data Expertise with SmartStream, Paladyne Hires
Former SmartStream exec Lou Longhi and former Paladyne MD Jonathan Cross have joined Broadridge's recently created Investment Management business, where they report to its president, Bennett Egeth
BMO Taps Broadridge for Tax Reporting System
Bank of Montreal Financial Group (BMO) has selected the Tax Forms Plus (TFP) system from Broadridge Financial Solutions to support its tax reporting requirements.
SocGen Transfers Securities Operations to Accenture Post-Trade Processing Platform
Accenture has announced that Société Générale Corporate and Investment Banking (SG CIB) has begun the transfer of its securities processing back-office operations to the Accenture Post-Trade Processing system, a service launched by Accenture and…
GoldenSource Appoints Head of Sales for Americas
Bret Bange has rejoined the enterprise data management software vendor to take responsibility for its sales in the Americas, after spending more than two years at First Derivatives
Scivantage, Broadridge Partnership Delivers Recon to Maxit
Scivantage has tapped Broadridge Financial Solutions' consolidated business process outsourcing solution to support reconciliation activities for certain procedures for its cost-basis reporting platform, Maxit.
Broadridge and Accenture Partner for Post-Trade Platform
Broadridge Financial Solutions and Accenture have announced the formation of a partnership to deliver post-trade processing solutions for investment banks, named Accenture Post-Trade Processing.
Broadridge Teams with Scivantage
Broadridge Financial Solutions announced it is partnering with Scivantage in order to provide its clients with cost basis solutions.
Paladyne Management Team in Shake-Up, Sources Confirm
Buy-Side Technology has learned that two of the founders of Paladyne Systems─Sameer Shalaby and Scott Alderson─have left the vendor, which was renamed Paladyne, a Broadridge Company, after Broadridge Financial Solutions acquired the buy-side technology…
More Consolidation on the Buy Side as Broadridge Nabs Bonaire
This week it was announced that Broadridge bought Bonaire. Anthony examines the implications.
Broadridge Buys Bonaire in Continued Buy-Side Push
Broadridge Financial Solutions has acquired buy-side focused vendor Bonaire Software Solutions for an undisclosed sum. The deal is expected to close next month.
Broadridge Backs Bloomberg Tradebook
The investor communications provider is now helping Bloomberg's agency brokerage begin self-clearing U.S. equities with its hosted business process outsourcing (BPO) solutions.