The financial industry is losing faith in the LEI initiative as regulatory mandates remain patchy, but some see hope in SFTR’s unique-issuer LEI. By Mariella Reason
The company's Investment Operations Suite for asset managers is adapting to regulation and changing investment strategies alongside clients.
UK regulators have proposed new laws to clamp down on operational resilience and third-party risk, pushing fintechs to put some skin in the game.
As regulators fear vendor lock-in and concentration among cloud providers, Google Cloud pushes its Anthos platform.
A sale was originally reported, but this PE investment will allow the firm to grow its ESG, ETF offering while considering a sale at a later time.
The CAT is required to gather personal information, but the CAT NMS committee wants to use a masking method for security.
Compliance vendor says upcoming automatic trade reconstruction will slash processing times and allow users to monitor news feeds to detect insider trading.
VReg will highlight the third-party services that financial institutions rely on most to meet each aspect of regulations.
With regulators slow to answer industry questions relating to how a CT should be built and what it's for, development has slowed.
The exchange’s CEO and COO discuss its matching engine, Intel partnership, cloud strategy and plans for the future.
ICE Data Services says investors can access its reference data subscription later this year to build out their ESG strategies.
Oracle is using deep learning to find matching patterns for graph analytics within its compliance platform.
The US exchange is again planning to offer crypto derivatives, while after previous attempts to gain regulatory approval to list crypto ETFs were thwarted.
The SEC wants a single consolidated data plan to improve data latency and availability over the current consolidated tapes.
The CCPA came into force on Jan 1, and while it exempts some consumer data from its scope, firms that have business data on state residents will be pulled in.
The trade association is looking to offer its Common Domain Model to rulemakers.
Robert Jackson dissented from a new proposed order to modernize exchange data.
WatersTechnology looks at 16 projects in the capital markets that involve machine learning to show where the industry is heading.
A summary of some of the past week’s financial technology news.
Cybersecurity insurance is getting more expensive as insurance underwriters grapple with a lack of data on this ever-evolving coverage area.
As increased regulatory reporting obligations add to the pressure financial institutions are under to manage intraday liquidity, centralizing siloed legacy systems into a single automated solution can offer an enterprise-wide, real-time view of liquidity…
Sources say broker-dealers have not yet signed an agreement allowing them access to the test environment.
Technologists urged to adopt a more flexible plug-and-play approach using APIs, as concerns grow about the FCA and Esma's differing attitudes toward dark trading.
The regulator's goal is to decrease the back and forth during reporting and predict misreporting.