While the industry has been granted a delay for SEC Rule 606, more guidance is necessary to move forward.
Third-party partners and clients to begin testing SFTR messaging and connectivity to its Global Trade Repository in two months.
Investment bank is anonymizing data to meet cross-border data protection and cybersecurity regulations.
The CFTC's new chair could reopen the controversial algo-trading rules—if he gets time.
Jennifer Bang and Amena Ross will be responsible for federal government relations.
In light of new and proposed rules in the US and Europe, firms are having to rethink their privacy guidelines.
With alternative data on every firm’s agenda, Max looks at efforts designed to make it easier to integrate new data sources into investment strategies, and why standards for alternative data represent an important step forward.
FpML has been a key enabler of automation in the derivatives industry, but its value could be further enhanced by providing value-added web services with open connectivity.
Marc Mercuri of Microsoft explains where the tech giant sees room for blockchain solutions in the future.
As regulators and industry bodies ramp up efforts to deploy machine-readable models for derivatives reporting, adoption of industry-wide standards has more than a few challenges to overcome.
OpenFin has deployed Exate’s data privacy technology to its operating system to help with new rules, such as GDPR.
As ESG data becomes more of a commodity, firms are struggling with how best to incorporate carbon data.
ISDA's Common Domain Model (CDM. 2.0) aims to standarize regulatory reporting and bring greater automation to derivatives trading.
Flexibility is key when navigating the Chinese water, says Wei-Shen Wong.
While the initial go-live date of SFTR is set for early 2020, data availability and legacy processes remain the leading roadblocks.
Buy-siders have limited their usage of deep learning techniques due to haziness over their inner workings.
As some firms are pushing forward with blockchain projects, others are saying it's not yet ready for prime time.
While digital currency prices endure what enthusiasts call a ‘crypto winter,’ the problem appears to be far more acute when it comes to institutional appetites. James Rundle and Rebecca Natale report.
IIROC has used Nasdaq Smarts for market surveillance since 2010, but is consolidating equities and debt market surveillance for the first time.
The Onboarding Accelerator offers a dashboard tool to automate manual client-addition processes.
Finra and the SEC are working on identifiers that mask personally identifiable information.
Traders in Europe face rising data acquisition costs and increasing regulatory reporting pressures argue that a pan-European consolidated tape is long overdue.
As more sanctions are issued, and become more complicated, firms find greater need for a monitoring service.
IEX’s John Ramsay joins to talk about the SEC’s proposed Transaction Fee Pilot and why he thinks it should move forward.