According to one report, banks have been hit with penalties of up to €5 million per month under new CSDR settlement rules. As a result, banks are turning to AI to help.
SteelEye CEO Matt Smith talks on the podcast about the regulatory landscape for electronic and voice communications compliance.
While much attention has been given to cloud, AI, blockchain and other buzzwords, without a proper data foundation, those tools will not deliver the results that have been promised.
While some trading firms are welcoming the use of a new non-proprietary code for identifying digital tokens, the onus will be on local regulators to enforce its adoption.
Brokers say there are signs pressure is easing, but quantum hacking threat could transform market
Cusip! Figi! Isin! BTC! LEI! Taylor Swift? How did we get here and where do we go now?
Regulators in the US, UK, and EU moved to push forward market data efforts this year.
Regulators are looking to all-to-all trading as a possible solution for worrying volatility and deteriorating liquidity in US Treasury markets.
End-users are worried about the repercussions of handing over a data monopoly to the heavyweight operators in the fixed income space.
The SEC is preparing to drastically expand the scope of Regulation SCI, which covers IT systems critical to the smooth functioning of the markets. But in the absence of formal proposals so far from the regulator, how can affected firms prepare for new…
The registrar of the barcode for financial instruments has adapted its systems to reflect the updated standard, ahead of February 2023.
Lawmakers expected to seek stronger customer protection; industry wants flexibility for DeFi
Onshore participants urge regulators to bring cryptocurrency trading out of the ‘shadows’
As crypto markets face a reckoning in the wake of the FTX scandal, standard-setters and industry participants say identifiers for tokens are key for the industry’s stability.
Venue-led consortium plans to pick a winner before EU regulators begin tender process – anticipated in third or fourth quarter of 2023.
Jo says the SEC’s Treasuries-focused regulatory agenda will come to fruition next year, and tech vendors will face the burden of those proposals.
The head of the world’s largest options exchange discusses SEC regulation and SPX appeal.
The EU regulator’s expanded supervisory powers and big data capabilities have caused some confusion on how the data will be used and how Esma’s new role will shape reporting regimes.
While the new rules will eat into financial services resources, regulators say they will also offer safeguards for managing cloud agreements.
Alexander Sokol discusses pricing and risk models for interest rate derivatives and how incumbent models can be improved.
Regulatory developments and startups gaining some ground may—one day—threaten the incumbent providers in this space.
“Woolly” rules fuel concern that bulletin boards and tech providers could be swept in
The FCA is in the middle of a tug of war over the definition of a trading venue. Will it diverge in a bid to present itself as a competitive market internationally or align with its EU partners?
This month, the commission must decide on a fee filing under its market data modernization efforts. Jo wonders how likely we are to see those efforts materialize any time soon.