Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Using artificial intelligence and machine learning will help make Thomson Reuters News Check tool more accurate in identifying relationships between events and individuals.
The exchanges are currently undergoing arbitration regarding the launch of SGX’s new futures contracts meant to succeed the outgoing SGX Nifty 50 suite of products.
Montagnino has held a range of compliance and surveillance-related roles at banks and trading firms.
Does Privacy Exist Anymore? As people willingly give up their personal information, GDPR might be a step in a necessary direction.
Beaton brings to the new role 15 years of expertise in financial services program management, regulatory and risk oversight, and audit trail recovery and management.
The final ruling from two US prudential regulators aligns both agencies with the markets regulator.
Data shows drop in commission costs as unbundling rules take hold, furthering decline caused by electronic execution.
Pinn will bring his expertise of KYC, financial crime and risk intelligence to the cryptocurrency arena.
Wei-Shen Wong joins to discuss the brewing battle between the SGX and NSE and Anthony and James look at Esma's shot at reporting platforms.
Reporting platforms told by regulator to substantially improve quality of publicly reported data.
Compliance officers say they are increasingly looking at AI-powered tools to help with things like surveillance, reporting and fraud monitoring.
Regulation is the key to weeding out bad actors in the cryptocurrency and blockchain spaces, bank expert says.
While Mifid II still has some serious challenges for firms to contend with, one part of Europe believes it has a solution to some of the cultural--if not the practical--issues of the still-fresh regulatory regime.
Traders say Mifid II transparency is failing partly as a result of questionable practices by trading venues and APAs, which publish pre- and post-trade data, and that the data is not always available to the public for free as the law requires
Cboe's CIO joins the podcast to discuss the exchange's tech migrations after the Bats acquisition, and Anthony and James give a primer on GDPR.
Common business practices among Nordic coutries may mean the region is better placed to handle the data management aspects of new regulations.
AxiomSL launched its new cloud solution for material nonpublic information for regulatory and risk reporting to make it easier for clients to access information.
Agency will step in and act where required, but the lion’s share of responsibility falls to venues.
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
The solution will be integrated into Axioma's end-to-end regulatory reporting platform.
Linedata's Dave Remy and Chris Condron discuss all things CQRS and James Rundle goes over some of the big news breaking in the crypto space.
With less than a month to go until the SGX lists its new India derivative products, anything can happen. All eyes are on India’s regulator, Sebi, as well as the country’s three exchanges, to see what action—if any at all—they will take.
James and Anthony look at the main issues around CCP non-default losses, who should be responsible for these funds, and where this is all heading.