Senior academic says a new taxonomy—and a new regulator—is needed to determine whether crypto assets should fall under existing financial frameworks.
While many firms have enforced hiring freezes during the pandemic, the regulatory reporting vendor has plans to aggressively grow its staff count.
The trading tech giant has five days to address issues, or face a months-long investigation.
Disclosures will protect end investors and increase the amount of data on ESG, supervisory authorities said at a public hearing.
NextGen Strategic Advisors partnered on the Oneview extension, which combines machine learning and NLP to help firms prep for Libor’s discontinuation.
The managed services and consulting firm will look to roll out these new components to its CLM platform in August.
Covid-enforced remote working creates new threats and vulnerabilities for bad actors to exploit, say cyber experts
With over five months to go until CME unwinds its regulatory reporting businesses, competing firms are pushing to fill the service gaps and grab a slice of the market share.
Sources say the exchange group’s scaleback is a result of pricing wars, unsustainable business models, and the realities of commercially supporting a regulatory reporting business.
The central bank's report on the future of post trade will face the same competitive interests that have hindered previous attempts at eliminating inefficiencies and bringing automation to the back office.
Sources say a pricing war and cost pressures are causing service providers to reconsider their regulatory reporting businesses.
The new capability will make the provider's offering a multi-asset trading platform.
The nonprofit is reaching out to regulators to determine where open source could ease regulatory burdens on financial institutions, while keeping them competitive with tech companies.
As CAT reporting activity picks up, error rates have somewhat surprisingly been well below what was expected in the testing and production environments.
The regulator is consulting on outsourcing contract guidance that would give firms and supervisors access to the books and premises of providers.
The platform will initially target the HFT crowd, as well those looking to better understand market microstructure in equities.
Firms are investing in new solutions for monitoring the front office in lockdown conditions, but the latest technologies raise concerns about privacy and intrusion.
Aggregators are facing resistance from venues and attracting the attention of regulators.
The regulatory business is developing enhanced analytics to improve reporting accuracy and identify signs of market manipulation.
The regulator is advancing with its strategy to improve its use of tech in its oversight role, says data chief.
The trade surveillance technology provider plans to expand over the next 12 months.
As the boundaries between work and home blur, monitoring and privacy may be at odds.
The investment bank is upgrading its chatbot in response to user demand for more capabilities.
The draft technical standards for the EU's updated disclosures regulation will impact most market participants, analysts say.