Derivatives and equity market regulators sign updated memorandum.
To solve the old needle-in-a-haystack problem, Digital Reasoning is developing a tool dubbed Cognition to improve the training process for machine-learning models.
The deal brings artificial intelligence and machine learning capabilities for anti-money laundering monitoring to Steele.
Wavelength Podcast Episode 126: Brexit Fallout; the SGX-NSE Battle Continues; Cellphone Location Data
Anthony and James hit on a wide-range of topics, from Brexit in the UK, to the SGX-NSE fight in APAC, to the Supreme Court's decision on cellphone location data in the US.
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
Esma warns six-month LEI grace period will not be extended.
Do you know your APA from your CDO? Max summarizes the topics covered in this month's issue of Inside Data Management.
Digital currencies themselves do not qualify as investment contracts, regulator says, but could when packaged.
Wavelength Podcast Episode 125: Bitcoin, Ether Aren't Securities (Maybe); Privacy Issues and the Law
The SEC takes a definitive stance on the status of cryptocurrencies; the idea of privacy consistently changes with the introduction of new technologies.
Vendors aim to create first repository under new EU regulation.
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Using artificial intelligence and machine learning will help make Thomson Reuters News Check tool more accurate in identifying relationships between events and individuals.
The exchanges are currently undergoing arbitration regarding the launch of SGX’s new futures contracts meant to succeed the outgoing SGX Nifty 50 suite of products.
Montagnino has held a range of compliance and surveillance-related roles at banks and trading firms.
Does Privacy Exist Anymore? As people willingly give up their personal information, GDPR might be a step in a necessary direction.
Beaton brings to the new role 15 years of expertise in financial services program management, regulatory and risk oversight, and audit trail recovery and management.
The final ruling from two US prudential regulators aligns both agencies with the markets regulator.
Data shows drop in commission costs as unbundling rules take hold, furthering decline caused by electronic execution.
Pinn will bring his expertise of KYC, financial crime and risk intelligence to the cryptocurrency arena.
Wei-Shen Wong joins to discuss the brewing battle between the SGX and NSE and Anthony and James look at Esma's shot at reporting platforms.
Reporting platforms told by regulator to substantially improve quality of publicly reported data.
Compliance officers say they are increasingly looking at AI-powered tools to help with things like surveillance, reporting and fraud monitoring.
Regulation is the key to weeding out bad actors in the cryptocurrency and blockchain spaces, bank expert says.
While Mifid II still has some serious challenges for firms to contend with, one part of Europe believes it has a solution to some of the cultural--if not the practical--issues of the still-fresh regulatory regime.