Due to the pandemic and rapid advancements in the fields of AI and mobile technology, regulators in the US and Europe have unique challenges on their hands.
Officials say the new product will enable firms to aggregate and correlate the data required to fulfill trade reconstruction obligations within seconds.
Not having specific requirements and procedures for firms to refer to ended up putting some funds in a tough place during the pandemic’s early days.
Jo wonders if the EC's approach to regulating AI could adapt existing liability laws—with implications for individuals.
DNA will use CanDeal's unique position-capturing data from the country's top broker-dealers to create new data services.
The chat and collaboration platform will tap into the trade and client lifecycle management spaces, beginning with an identity management service.
The vendor is streamlining its platform for reporting to the consolidated audit trail.
The remedy will satisfy the UK competition watchdog—but “a big defeat” for the acquisitive tech giant.
Anthony looks at what's become of NEX since the CME acquisition, as well as discussions over odd lot reform and S&P's Kensho implementation.
The move marks the start of plans to expand the distribution of Kensho's entity and individual recognition and tagging system.
Industry insiders warn that the regulator’s attempts to modernize equities data by redefining trading lots will fall short of the mark if odd lot orders remain unprotected.
The vendor is building off its April release of an enrichment tool for Python notebooks.
A summary of some of the past week’s financial technology news.
The firm is testing the tool with a few clients before making it available to a broader audience.
The module allows clients to perform stress testing on demand, integrated with data from the vendor's cash and liquidity management solution.
The US derivatives regulator should let the responsibility for the storage of sensitive data fall on regulated firms, committee hears.
Senior academic says a new taxonomy—and a new regulator—is needed to determine whether crypto assets should fall under existing financial frameworks.
While many firms have enforced hiring freezes during the pandemic, the regulatory reporting vendor has plans to aggressively grow its staff count.
The trading tech giant has five days to address issues, or face a months-long investigation.
Disclosures will protect end investors and increase the amount of data on ESG, supervisory authorities said at a public hearing.
NextGen Strategic Advisors partnered on the Oneview extension, which combines machine learning and NLP to help firms prep for Libor’s discontinuation.
The managed services and consulting firm will look to roll out these new components to its CLM platform in August.
Covid-enforced remote working creates new threats and vulnerabilities for bad actors to exploit, say cyber experts
With over five months to go until CME unwinds its regulatory reporting businesses, competing firms are pushing to fill the service gaps and grab a slice of the market share.