Advisory committee heard CFTC believed it could “play a more direct role” in cyber security practices
Dutch court case pressures supervisors to accept new tech; explainability the key challenge
Industry wants grandfathering in new Treasury framework to avoid business continuity risk
This report, created by WatersTechnology in association with Regnology, focuses on the state of play across the industry with regard to regulatory reporting.
With T+1 compliance set to begin next May, firms will likely be burdened by reduced IT budgets, existing legacy systems and manual processes over the next 15 months. So, while faster settlement will help innovate the middle and back office, some argue…
Cusip Global Services and its affiliates have filed a joint motion to dismiss the anti-trust class-action lawsuit.
While the companies that oversee Cusips find themselves embroiled in a lawsuit, Anthony questions where the DTCC stands in this unfolding drama.
The Bloomberg, Tradeweb and MarketAxess consortium switched out its advisory firms at the end of last year to jumpstart its bid for the tape.
DTCC explores the importance of effective user acceptance testing environments to the successful navigation of regulatory rewrites and an evolving regulatory landscape
Technological innovations have given some players cause to hope that cross-institutional data sharing could become a reality in spite of concerns around data protection.
Recent actions against Bloomberg and Ice for violations relating to evaluated pricing services suggest the US regulator may be setting the stage for stricter regulations to govern the sector.
According to one report, banks have been hit with penalties of up to €5 million per month under new CSDR settlement rules. As a result, banks are turning to AI to help.
SteelEye CEO Matt Smith talks on the podcast about the regulatory landscape for electronic and voice communications compliance.
While much attention has been given to cloud, AI, blockchain and other buzzwords, without a proper data foundation, those tools will not deliver the results that have been promised.
While some trading firms are welcoming the use of a new non-proprietary code for identifying digital tokens, the onus will be on local regulators to enforce its adoption.
Brokers say there are signs pressure is easing, but quantum hacking threat could transform market
Cusip! Figi! Isin! BTC! LEI! Taylor Swift? How did we get here and where do we go now?
Regulators in the US, UK, and EU moved to push forward market data efforts this year.
Regulators are looking to all-to-all trading as a possible solution for worrying volatility and deteriorating liquidity in US Treasury markets.
End-users are worried about the repercussions of handing over a data monopoly to the heavyweight operators in the fixed income space.
The SEC is preparing to drastically expand the scope of Regulation SCI, which covers IT systems critical to the smooth functioning of the markets. But in the absence of formal proposals so far from the regulator, how can affected firms prepare for new…
The registrar of the barcode for financial instruments has adapted its systems to reflect the updated standard, ahead of February 2023.
Lawmakers expected to seek stronger customer protection; industry wants flexibility for DeFi
Onshore participants urge regulators to bring cryptocurrency trading out of the ‘shadows’