Every capital markets firm, no matter their size, their sophistication and levels of expertise has been signficantly impacted in one way or another by the COVID-19 pandemic. What started out as a health crisis spread quickly to the capital markets, although it’s important to remember that the fundamental market structure is still sound.
There will clearly be changes to the way capital market firms behave and conduct their business on a day-to-day basis once the indusry returns to something resembling normalcy. This webcast will look at what capital market firms need to do to adapt the 'new normal' once lock-downs are lifted and the industry is once again up and running.
Corporate actions data has a signifcant bearing on the values of individual securities that large numbers of capital market firms hold in addition to the net asset values of funds they manage. Providers of corporate actions play a critical role in not only delivering fast and accurate corporate actions data, but ensuring that the data they provide can be automatically ingested and processed improving straight-through processing rates and reducing manual intervention.Read more Sign up to the webinar
Private network limitations and variable internet connectivity have challenged operational resiliency and business continuity plans.
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
The revised Markets in Financial Information Directive (Mifid II) went into effect at the start of 2018 and, as with any significant regulation go-live, there were some hiccups. Three months later, there are still gaps that need to be filled –…
While the consolidated audit trail (CAT) may have missed its initial November go-live date, the project is far from over. Broker-dealers will still need to report to the system when compliance deadlines are finalized, and it may be wise to begin…
Know your client (KYC) is now more important than ever. With regulatory compliance remaining onerous, capital market firms need to be heavily dependent on the collection, processing and management of client and counterparty data, documentation and…
This webinar—which features speakers from Axa Investment Managers and RBC Insurance—will look at specific applications of machine learning and other forms of AI in finance.