Technologists urged to adopt a more flexible plug-and-play approach using APIs, as concerns grow about the FCA and Esma's differing attitudes toward dark trading.
The regulator's goal is to decrease the back and forth during reporting and predict misreporting.
As part of its digitization efforts, the bank is looking to video game technology to allow traders to consume more information.
The vendor will be providing more data capture and processing services for the CAT than when originally selected as part of Thesys Technologies' failed CAT offering.
In addition to expanding into cyber risk, the company plans to enhance its focus on ESG and ultimate beneficial ownership (UBO) data.
Jo Wright says two recent cases have left industry participants worried that regulators are ruling by enforcement.
Jo says that enforcement cases against financial technology developers will have a chilling effect on the industry.
The company has taken a tailored approach to outsourcing contracts as increased scrutiny demands portability and audit rights from cloud service providers.
The exchange group is developing new regtech products while looking to move these offerings to the cloud in 2020.
The Frankfurt-based firm still has to get regulatory approval for the blockchain project, but aims to start beta testing next year.
The industry body has urged EU lawmakers and stakeholders to become leaders in delivering a common regulatory framework for digital assets.
The bank is rolling out a project using machine learning and natural-language processing for KYC and AML activities.
These specialists are touting services for monitoring third parties amid tougher rules on outsourcing risk.
Petition for Chicago programmer Jitesh Thakkar nears its goal as industry worries about precedent CFTC enforcement case could set.
The offering, which took more than a year to build, combines deep, transfer and human-in-the-loop loop learning to find patterns.
MayStreet has taken over the role of market data provider to the SEC's Midas data consolidationand market analysis platform.
Banks are showing interest in solutions based on homomorphic encryption, including for sharing information on cybercrime. Jo takes a look at what this technology is, and if these solutions can be commercially viable.
The digital assistant is built on Symphony’s open-source technology and integrates with existing trader-dealer workflows.
As more financial institutions are starting to expand their usage of AI, they are turning to the cloud to help scale up. However, there are things to consider before doing so. Wei-Shen Wong examines.
Smart contract developers should not be responsible for violations of regulation perpetrated on the blockchain, says Katten special counsel.
Financial firms are pushing for a distributed market infrastructure model through efforts like Isda's Common Domain Model and distributed ledger technology.
The bank's R&D arm, Main Incubator, has piloted blockchain projects, including settlement of commercial paper in T+0.
The regulatory reporting utility product for fund managers is targeted to go live by mid-2020.