Pamela Dyson will leave the commission and take up a role as CIO at the Federal Reserve Bank of New York.
Platform will have an accuracy of close to ten microseconds to UTC standard for time-stamping.
Recent demand from clients is a key reason behind Tora's decision to integrate its systems with NEX.
The platform aims to connect research providers and investment managers through a transparent pricing model.
FCA competition chief warns that regulators may face old problems with new technology.
Market experts sound cautious note on regulatory developments in the crypto and fintech space.
Eagle will add new capabilities to its performance measurement system to send reports directly to ACA for GIPS reporting.
The data taxonomy model could ease regulatory compliance pain for securities firms in Japan.
RTS 27 Now helps banks registered as SIs meet their reporting requirements under Mifid II.
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DLT providers are obliged to satisfy nine principles and pay an annual fee to comply with the regulatory framework.
The Senior Managers Regime and #MeToo campaigns are making banks increasingly conscious of employee conduct
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
The Commission says it is open to providing leeway to broker-dealers if the CAT cannot accept some trade data.
The data will support Trax’s MiFID II and SI determination service, which indicates a firm’s potential to become an SI before the assessment period.
New rules replace voluntary arrangements in ETFs and Nordic bonds, fragmenting post-trade data.
While waiting for the regulators’ final word on SFTR’s technical specifications, SFT market participants and counterparties are planning their compliance strategies amid concern that the regulation goes too far in its goal to bring shadow banking into…
EC likeliness to finalize standards in the coming weeks refocuses the spotlight on SFTR and what technology is available to help firms comply.
Half of the systematic internalizer obligations will soon become compulsory.
BeQuant offers access to liquidity of more than $150 million with a focus on compliance.
The story of how the double volume cap began is just as important as what's happened in 2018.
Independent research provider Smartkarma and corporate access provider CorpXSasia plan to create larger corporate access events together.
SFTR compliance could require five times as many reports than trades.
The move by Germany's largest bank is being seen as an outcome of Brexit uncertainty