Delays to a key aspect of Mifid II have triggered tensions between market participants and regulators.
The French regulator’s ICY platform debuted along with Mifid II on January 3, and by January 8, it had processed 3 million trade and transaction reports from over 50 firms in France.
Reporting platform began rejecting trade reports due to mismatched identifiers, banks say.
Waters Wavelength Podcast Episode 103: Mifid II is Now Law; How to Apply for the Women in Data & Tech Awards
Anthony and James take a look back on the week that was in Mifid II and give insights on how best to apply for the Women in Data & Tech Awards.
Market participants say much remains to be done as Europe debuts new rules.
Europe’s regulatory big bang arrives today as an evolving set of rules rather than a finished product.
Updated trading rules to have significant impact across all asset classes.
Fraught times at the Christmas table as tech specialists rush to implement last-minute changes.
As Mifid II's deadline approaches, US firms affected by the rules are still waiting for regulators to resolve crucial conflicts between European and American laws, and are likely to be making adjustments well after the deadline has passed, reports…
Finra says Citi's inaccurate ratings led to numerous porblems for portfolio manager clients and retail investors.
The UK-based fund manager selected the OTCFin-Morningstar joint service following a "rigorous" selection process and proof-of-concept, officials say.
Regulation may have dominated the headlines this year but advances in machine learning and artificial intelligence were also high on the agenda.
If you’ve left your Christmas shopping until the last minute, you’re not alone: Many financial market participants have also fallen behind with their plans for the holidays—and specifically for New Year, after which the second iteration of Europe’s…
WatersTechnology extensively covered all the key Mifid II developments over the past 12 months.
Nasdaq Nordic now holds APA and ARM licenses for reporting trades on behalf of European investment firms.
Europe’s Packaged Retail and Insurance-based Investment Products becomes law on January 1, 2018. In-scope market participants racing to meet its significant data and reporting challenges all face the same hurdle: how to calculate implicit costs. Jamie…
As the industry navigates new responsibilities surrounding systematic internalizer rules under Mifid II, QuantHouse argues that APIs hold the key to compliance with minimal maintenance. Jamie Hyman reports.
Banks and trading venues will be given an extra six months to comply with LEI requirements
Officials say the new reporting standard will eliminate manual processing and re-keying of data from EU-based issuers' financial reports.
Dan DeFrancesco makes his return to the podcast to talk about bitcoin futures and why he wanted to start this podcast in the first place.
Lobby group is looking at other types of data that it can suggest to the SEC for use in the CAT.
The Benchmarks Regulation, set to come into force in January next year, has significant consequences for firms that provide, contribution to, and use of a range of benchmarks.
As 2017 limps to the finish line in what has been an often draining year, John previews what the sell side will be concerned with going into 2018, or as it is better known, the Year of Mifid II.