Invite us to your cyber war games, Finra urges members
Regulators and broker-dealers would both benefit if watchdogs had a seat at the table during these exercises, says a Finra senior exec.
When broker-dealers are trying to identify cyber weaknesses and planning for the worst, regulators should have a seat at the table, a senior cyber risk director at the US Financial Industry Regulatory Authority (Finra) has said.
In common with other regulators, Finra has long been a participant in industry-wide cyber resilience exercises. But as a self-regulatory organization, it also offers member firms how-to workshops on running tabletop scenarios—something that is increasingly leading to the
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