Waters Wavelength Podcast Episode 3: Dark Pools, SEC, Enterprise Risk

Dan and Anthony discuss the recent fines levied against dark pools and enterprise risk analytics.

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The Waters Wavelength is a weekly podcast featuring Sell-Side Technology deputy editor Dan DeFrancesco and WatersTechnology US editor Anthony Malakian.

Sell-Side Technology deputy editor Dan DeFrancesco and WatersTechnology US editor Anthony Malakian record a weekly podcast touching on the biggest stories in financial technology.

Dan and Anthony open things up discussing tips on submitting an entry for the Sell-Side Technology Awards (1:22). They then chat about the recent fines handed down by the SEC and NYAG to Barclays' and Credit Suisse's dark pools (5:49), Dan's profile on SEC CIO Pamela Dyson (12:44) and Tony's feature on enterprise risk (17:40). Finally, they wrap things up by chatting about the Super Bowl (23:40) and its commercials (26:17).

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Links to articles discussed:

Sell-Side Technology Awards

Barclays, Credit Suisse Acquiesce to SEC Dark Pool Settlements

The Industry Reacts to Dark Pool Fines

Won't Back Down: SEC CIO Pamela Dyson

Risky Alternative: Solving Enterprise Risk for Alternative Investments

Super Bowl Commercials for the Capital Markets

 

 

As is the case with everything we do, we'd love to get some feedback from our listeners. Feel free to reach out to Anthony or Dan via Twitter or email.

Anthony: @a_malakian; [email protected] 

Dan: @dandefrancesco; [email protected]

 



Also, don't forget to follow our social media accounts:

@WatersTech 

@SellSideTech 

@BuySideTech 

 


Past episodes:

Episode 1: Bloomberg Terminals, Work Force Issues

Episode 2: Blockchain, StatPro-Investor Analytics Merger

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