Wrestling Over Competing Mifid II, GDPR Data Demands

The data gathering, retention and reporting requirements of Mifid II seem at odds with the enhanced personal data protection rules of the GDPR. But with careful consideration, financial institutions can balance their regulatory obligations under the two pieces of legislation, although the road to compliance is far from smooth, as Kirsten Hyde reports.

Regulatory Compliance Lessons from The Merchant of Venice

Key Information Documents—mandatory under new regulations—are coming in for criticism. Jamie Hyman asks whether compliance managers might have to decide between obeying the letter and the spirit of the law.

The Right Place at the Right Time

Technology can’t solve all of the market’s problems. But sometimes events can conspire to make it seem like it can. James warns on the propensity among technologists to believe in false prophets.

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