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Sell-Side Technology/News

Nasdaq Takes Aim at Tech Crown, Appoints CIO

US exchange group Nasdaq OMX has announced that it will combine its market technology and corporate solutions business lines, in an attempt to create a technology unit that can compete with the world's top vendors.

Two More US Exchanges Admit Order Handling Errors

Direct Edge and the New York Stock Exchange (NYSE) have said that customer transactions may have been executed away from the best available price due to systems errors, bringing the total number of exchanges admitting price errors to three this month.

Euroclear Nederland Exits Paper Certificates

Dutch central securities depository (CSD) Euroclear Nederland has announced that it recently completed a full-scale dematerialization project for all securities in the country, moving stock certificates to electronic formats.

Principia Tweaks Platform for US Regulatory Support

Principia Partners, the Manhattan-based provider of buy-side and sell-side trading and risk management technology, has unveiled Version 6.8 of its Structured Finance Platform, which features enhancements aimed at addressing the US Basel 2.5 Market Risk…

G2 FinTech Bolsters Cost Basis Reporting Tool

TaxGopher+, G2 FinTech's cost basis reporting (CBR) solution for investment managers, will support fixed-income and options transactions, the final covered securities under the US Internal Revenue Service's 1099-B rules to be introduced beginning in 2014.

ESMA, EBA Recommend Euribor Rate-Setting Revamp

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have penned a set of new proposals for improving the process by which the Euro Interbank Offered Rate (Euribor) is decided.

BATS Admits Price Execution Error

BATS Global Markets has notified its customers that a system error dating back to 2008 may have resulted in the execution of a multitude of trades at prices lower than the national best bid and offer (NBBO).

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