Buy-side firms face an unprecedented regulatory challenge in the form of the European Union’s Market Abuse Regulation (MAR), which came into effect on July 3, 2016.
In seeking to enhance and harmonise the European Union's market abuse regime, MAR introduces new operational, technology and regulatory requirements for firms operating in the European financial markets. In order to keep pace with changing financial markets, the regulation has been extended from the previous Market Abuse Directive (MAD).
This whitepaper breaks down the new MAR rules set by the EU, and looks at ways financial organisations from the buy side can develop a response to the EU’s Market Abuse Regulation.
Anthony and James look at developments pertaining to the Consolidated Audit Trail and wonder if big-tech companies could challenge traditional asset managers.Subscribe to Weekly Wrap emails
- Waters Wavelength Podcast Episode 95: Bitcoin/Blockchain News, BNP's Acquisition, Post-Trade Tech
- WatersTechnology Innovation Summit Q&A: Stewart Carmichael, Schroders
- WatersTechnology Innovation Summit Q&A: Elly Hardwick, Deutsche Bank
- In Capital Markets, Blockchain's Evolution Has Left the Bitcoin Model Behind
- House Approves Market Data Protection Act