Analysis

Bending the Rules

Innovative use-cases at BNY Mellon and M&T Bank highlight how technology can better harness “data in motion,” just as firms are evolving the way their applications are controlled and behave. By Tim Bourgaize Murray

Risk's Regulatory Whirlwind

Regulatory uncertainty once again dominated discussions during a recent risk and compliance webcast, with the main concern relating to how much time firms will have to make necessary changes to their risk strategies. By Steve Dew-Jones

MEP Says No to Minimum Resting Times

Kay Swinburne, member of the EU's Economic and Monetary Affairs Committee, believes minimum resting times for orders will not make it into the final drafting of the second Markets in Financial Instruments Directive (Mifid II).

ASIC Considers Kill Switch Introduction

The Australian Securities & Investments Commission (ASIC), plans to release a new set of rules for automated trading this week, chief among which will be the introduction of circuit breakers for brokers.

Can Vendors Ease Compliance Burden?

As yet another regulatory reform takes effect—the European Securities and Markets Authority's regulation on short selling—Imagine Software's Brian Miranda says firms are struggling under the weight of it all.

HFT's Delicate Balance

During a recent high-frequency trading webcast, industry leaders discussed the difficulties around creating an effective HFT environment, how to manage those costs, and how the market is evolving. It’s a delicate balance, but a necessary one for any…

Maximized Analysis

The ability to grasp big data and gain competitive advantage based on how a firm manages and leverages that data will differentiate financial institutions, says Barbara Ridpath, of the International Centre for Financial Regulation

Rogue Trading: Leaving Less to Fate

The destinies of fallen traders Jérôme Kerviel and Kweku Adoboli are a matter to be settled, but what firms' compliance desks should be concerned with is clear: The more you know about a rogue trader, the more he or she begins to stand out.

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