Waters Rankings 2021: Best AML compliance solution provider—ACA Compliance
Product: ACA ComplianceAlpha
“ComplianceAlpha’s KYC/CIP monitoring functionality was developed in direct response to global regulatory priorities and the evolving risks and challenges our clients face. We’re pleased to provide our clients, globally, with a solution that can help them protect their business and manage risk through enhanced data accuracy, ongoing monitoring, increased efficiencies, and a significantly reduced total cost of ownership.”
Raj Bakhru, chief innovation officer, ACA Group
WHY THEY WON
The last year and a half has been about remote work and making sure companies remain in compliance—ACA’s mobile, managed service and regtech expertise helped firms accomplish their work during a challenging time, and it’s likely why voters ticked the box for ACA in this year’s Rankings.
WHAT’S NEW
ACA Compliance launched the ComplianceAlpha mobile app to help firms communicate with employees during business continuity plan (BCP) situations and increase compliance while working from home.
It developed a free Covid-19 resource library, and offered its web-based insider training course free of change.
It also invested in building out its natural language processing capabilities and improved its anti-money laundering (AML) and know-your-customer (KYC) practices.
WHAT’S TO COME
ACA is building new functionality that includes best execution from a compliance perspective, control room features, additional electronic communications support, and rep license management component.
It is looking to increase the ease of integration with third-party systems.
And it aims to further integrate its managed services and consulting units with its core technology.
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Awards & Rankings
Witad Awards 2026: Technology leader of the year (vendor)—Kate Stepp, FactSet
Kate Stepp, chief AI officer at FactSet, wins technology leader of the year (vendor) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Above and beyond award (end-user)—Meera Thacker, Bank of America
Meera Thacker, product manager for GenAI in Global Markets at Bank of America, wins the above and beyond award (end-user) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Data science professional of the year (end-user)—Ece Dedeoglu, Bank of America
Ece Dedeoglu, head of data platform and strategy, Global Markets, at Bank of America, wins data science professional of the year (end-user) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Gender equality/diversity professional of the year (vendor)—Amelia Doyle, AutoRek
Amelia Doyle, Project Management Office (PMO) lead at AutoRek, wins gender equality/diversity professional of the year (vendor) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Best company for diversity and inclusion (vendor)—Numerix
Numerix wins best company for diversity and inclusion (vendor) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Trailblazer (Lifetime achievement) award (end-user)—Sarah Mears, MUFG Investor Services
Sarah Mears, chief human resources officer at MUFG Investor Services, wins the trailblazer (Lifetime achievement) award (end-user) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: Gender equality/diversity professional of the year (end-user)—Pavneet Brar, Nomura
Pavneet Brar, who works in wholesale data and operations technology at Nomura, wins Gender equality/diversity professional of the year (end-user) in the 2026 Women in Technology and Data Awards.
Witad Awards 2026: WatersTechnology Woman of the Year—Annabel Harrison, LSEG
Annabel Harrison, head of Agent Services, Post Trade Solutions at LSEG, wins WatersTechnology Woman of the Year in the 2026 Women in Technology and Data Awards.