Channel WatersTechnology: The Buy Side and Dodd-Frank

One of the toughest challenges facing capital markets firms today is how to prepare for the changes that will result from the Dodd–Frank Act.

To discuss how the buy side is gearing up for this regulatory overhaul, we sat down with Dushyant Shahrawat, senior research director of Capital Markets at TowerGroup; David Kubersky, managing director at SimCorp; and Geoff Cole, senior manager at Sapient Global Markets.

In this edition of Channel WatersTechnology, Dushyant, David and Geoff discuss where buy-side firms are lagging in terms of preparation, how these firms compare to their European competitors, the specific concerns that buy-side clients are expressing, and what opportunities may be had as a result of this regulatory environment.

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact or view our subscription options here:

You are currently unable to copy this content. Please contact to find out more.

Most read articles loading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here