Channel WatersTechnology: The Buy Side and Dodd-Frank

One of the toughest challenges facing capital markets firms today is how to prepare for the changes that will result from the Dodd–Frank Act.

To discuss how the buy side is gearing up for this regulatory overhaul, we sat down with Dushyant Shahrawat, senior research director of Capital Markets at TowerGroup; David Kubersky, managing director at SimCorp; and Geoff Cole, senior manager at Sapient Global Markets.

In this edition of Channel WatersTechnology, Dushyant, David and Geoff discuss where buy-side firms are lagging in terms of preparation, how these firms compare to their European competitors, the specific concerns that buy-side clients are expressing, and what opportunities may be had as a result of this regulatory environment.

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