Slew of regulations to impact asset and hedge fund managers

The new TowerGroup study, Dropping the regulatory hammer: Ten impending regulations in US securities and investments, anticipates major changes in how investment managers and other financial institutions run their trade processing, accounting, record keeping, and valuation operations.

Dushyant Shahrawat, senior research director at TowerGroup's investment management division and the report's author, writes that through a variety of methods - new and amended federal legislation, direct action by

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

Waters Wrap: Inside the mind of the CTO

After having one-on-one conversations with eight different senior bank technologists, Anthony explains how these execs look at innovation strategy from a philosophical perspective.

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