Think that’s a stretch? So do several domestic regulators, who are warning banks not to assume that these types of broker content won’t be subject to the same rules, reports Risk.net’s Samuel Wilkes. Basically, if it walks like research and quacks like research… well, you get the idea.
However, in reality, “you get the idea” isn’t good enough guidance—especially when dealing with the complexities of new regulatory frameworks. For instance, there is still a huge lack of clarity around rules gove
Anthony and James examine some of the key themes that will be on display at the inaugural North American Innovation Summit.Subscribe to Weekly Wrap emails