November 2017: The Risks of Over-Optimism, From Mifid to Messaging

More complex regulatory and competitive environments inevitably create more complicated data requirements.

max-bowie

Think that’s a stretch? So do several domestic regulators, who are warning banks not to assume that these types of broker content won’t be subject to the same rules, reports Risk.net’s Samuel Wilkes. Basically, if it walks like research and quacks like research… well, you get the idea.

However, in reality, “you get the idea” isn’t good enough guidance—especially when dealing with the complexities of new regulatory frameworks. For instance, there is still a huge lack of clarity around rules gove

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: