Think that’s a stretch? So do several domestic regulators, who are warning banks not to assume that these types of broker content won’t be subject to the same rules, reports Risk.net’s Samuel Wilkes. Basically, if it walks like research and quacks like research… well, you get the idea.
However, in reality, “you get the idea” isn’t good enough guidance—especially when dealing with the complexities of new regulatory frameworks. For instance, there is still a huge lack of clarity around rules gove
Anthony and James spoke with some sources about the big acquisition of Charles River by State Street, and right now, there are more questions than answers.Subscribe to Weekly Wrap emails