Caplin Steps Up Quality Focus


Caplin marketing director Mike Hill says that as the vendor has evolved from its traditional core focus on data technology to more on providing technology that underpins dealer trading portals, its quality assurance function has become more strategically important, due to the mission-critical nature of those trading platforms.

This, coupled with enhancements to Caplin's software release schedule to allow more frequent upgrades, prompted the vendor to strengthen its QA team with the hire of Andrew

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit broker dealers’ use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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