SEC: What's Next?


When Donaldson assumed his chairmanship in February 2003, his watchwords were "reform" and "modernization." The past two-and-a-half years have been a period of tough love for the industry with regulations like Sarbanes-Oxley, the Patriot Act and hedge fund registration. All of these measures were necessary to help restore flagging investor confidence.

To me, such a hasty departure smacks of being booted by the White House. Important 3-2 votes alongside the SEC Democratic commissioners on Reg NMS

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The IMD Wrap: Will banks spend more on AI than on market data?

As spend on generative AI tools exceeds previous expectations, Max showcases one new tool harnessing AI to help risk and portfolio managers better understand data about their investments—while leaving them always in control of any resulting decisions.

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