SEC, B2N, Trayport

SEC Names Boucher CIO

The Securities and Exchange Commission last week appointed Charles Boucher as chief information officer and director of its office of IT, responsible for directing the SEC's IT systems, including its Edgar database of company filings and its replacement, IDEA. Boucher was previously an executive director at Morgan Stanley, responsible for infrastructure technology audits, prior to which he was senior vice president and chief information officer at Standard & Poor's.

B2N

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit broker dealers’ use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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